James R. Gill
Also appears in the source record as: James Robert Gill; James R Gill
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (17)
- Arizona · California · Colorado · Florida · Georgia · Hawaii · Illinois · Kentucky · Nevada · New Jersey · New York · North Carolina · Oregon · Tennessee · Texas · Virginia · Washington
- Years in the industry (source record)
- 20
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (12)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Wells Fargo AdvisorsEl Segundo, CA · IA capacityNov 5, 2019 → Jul 17, 2025
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Wells Fargo Clearing Services, LLCEl Segundo, CA · BC capacityNov 5, 2019 → Jul 17, 2025
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Td Ameritrade, Inc.Torrance, CA · IA capacityJun 20, 2018 → Nov 6, 2019
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Td Ameritrade Investment Management, LLCTorrance, CA · IA capacityJun 20, 2018 → Nov 6, 2019
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Td Ameritrade, Inc.Torrance, CA · BC capacityJun 20, 2018 → Nov 6, 2019
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First Command Advisory ServicesFort Worth, TX · IA capacityDec 15, 2015 → Jan 18, 2018
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First Command Financial Planning, Inc.Garden Grove, CA · BC capacityJun 20, 2013 → Jan 18, 2018
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First Command Financial Planning, Inc.Garden Grove, CA · IA capacityNov 7, 2013 → Dec 15, 2015
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Echotrade LLCPhoenix, AZ · BC capacityOct 25, 2011 → Jan 2, 2013
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Fox & Company Investments Inc.Scottsdale, AZ · BC capacityNov 20, 2001 → Jul 10, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.