Shaun Skeris

CRD 4483454 · Wells Fargo Advisors · Newport Beach, CA

IA RegisteredBroker

Also appears in the source record as: Shaun Michael Skeris

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 7TOSIESeries 7Series 3Series 24Series 53Series 66Series 63
Registered states (21): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Hawaii · Indiana · Iowa · Maryland · Missouri · Montana · Nevada · New Hampshire · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Newport Beach, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Newport Beach, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Newport Beach, CA · IA capacity

start not retrieved → present
Ieq Capital, LLC
Newport Beach, CA · IA capacity

Dec 7, 2022 → Jul 26, 2023
Umpqua Investments, Inc.
Irvine, CA · IA capacity

Feb 2, 2018 → Oct 4, 2019
Umpqua Investments, Inc.
Irvine, CA · BC capacity

Feb 2, 2018 → Oct 4, 2019
City National Securities, Inc.
Irvine, CA · IA capacity

Nov 3, 2015 → Jan 23, 2018
City National Securities, Inc.
Irvine, CA · BC capacity

Jun 16, 2015 → Jan 23, 2018
Anfield Capital Management Limited Liability Company
Newport Beach, CA · IA capacity

May 3, 2010 → Nov 5, 2012
Morgan Stanley Smith Barney LLC
San Diego, CA · IA capacity

Jun 1, 2009 → Apr 5, 2010
Morgan Stanley Smith Barney
San Diego, CA · BC capacity

Jun 1, 2009 → Apr 5, 2010
Morgan Stanley & Co. Incorporated
San Diego, CA · IA capacity

May 15, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
San Diego, CA · BC capacity

May 15, 2009 → Jun 1, 2009
Credit Suisse Securities (USA) LLC
Los Angeles, CA · IA capacity

Jul 26, 2007 → Mar 5, 2009
Credit Suisse Securities (USA) LLC
Los Angeles, CA · BC capacity

Jun 17, 2003 → Mar 5, 2009
Pershing LLC
Jersey City, NJ · BC capacity

Feb 25, 2003 → Jul 15, 2003

Source & corrections

Where this page comes from

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