Michael Kenneth Di Muccio

CRD 4486156 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Michael Kenneth Dimuccio

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (7): Connecticut · Delaware · Florida · Massachusetts · New York · North Carolina · Puerto Rico
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
Boston, MA · IA capacity

Feb 16, 2005 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Jan 24, 2005 → Oct 23, 2009
Citizens Investment Services Corp.
Johnston, RI · BC capacity

Apr 7, 2004 → Jan 11, 2005
Citigroup Global Markets Inc.
New York, NY · BC capacity

Oct 1, 2002 → Oct 24, 2003
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Dec 17, 2001 → Oct 2, 2002
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Dec 17, 2001 → Oct 2, 2002

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4486156 ↗ FINRA BrokerCheck record for CRD 4486156 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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