Thomas F Sylvestro
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 6TOSIESeries 7Series 6Series 65Series 63
- Registered states (3)
- Florida · New Jersey · Pennsylvania
- Years in the industry (source record)
- 24
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4487219 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (14)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Lpl Enterprise, LLCMarlton, NJ · IA capacityNov 14, 2024 → Sep 10, 2025
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Lpl Enterprise, LLCMarlton, NJ · BC capacityNov 14, 2024 → Sep 10, 2025
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Prudential Financial Planning ServicesEast Brunswick, NJ · IA capacityAug 29, 2023 → Nov 14, 2024
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Pruco Securities, LLC.East Brunswick, NJ · BC capacityAug 28, 2023 → Nov 14, 2024
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Gwn Securities Inc.Iselin, NJ · IA capacityAug 17, 2021 → Aug 29, 2023
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Gwn Securities Inc.Iselin, NJ · BC capacityAug 16, 2021 → Aug 29, 2023
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Royal Alliance Associates, Inc.Holmdel, NJ · IA capacitySep 25, 2017 → Aug 18, 2021
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Royal Alliance Associates, Inc.Holmdel, NJ · BC capacitySep 25, 2017 → Aug 18, 2021
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National Planning Corporation ("npc Of America" In Fl & Ny)Moorestown, NJ · IA capacityFeb 24, 2011 → Sep 27, 2017
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National Planning CorporationMoorestown, NJ · BC capacityJan 27, 2009 → Sep 27, 2017
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Securities America, Inc.Cherry Hill, NJ · BC capacityJan 15, 2002 → Feb 2, 2009
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.