Marc Ferro

CRD 4489452 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Marc F Ferro; Marc Frank Ferro

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (43): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · South Carolina · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4489452 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
Port Washington, NY · IA capacity

Nov 15, 2011 → Jun 27, 2013
Wells Fargo Advisors, LLC
Port Washington, NY · BC capacity

Nov 15, 2011 → Jun 27, 2013
Hsbc Securities (USA) Inc.
New York, NY · IA capacity

Nov 14, 2008 → Nov 17, 2011
Hsbc Securities (USA) Inc.
New York, NY · BC capacity

Nov 13, 2008 → Nov 17, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Garden City, NY · BC capacity

Jun 18, 2007 → Nov 4, 2008
Ameriprise Financial Services, Inc.
Melville, NY · BC capacity

Mar 15, 2005 → Jun 1, 2007
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Mar 15, 2005 → Jul 3, 2006

Source & corrections

Where this page comes from

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