S. Ryan Hamm

CRD 4490931 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Florence, AL

IA RegisteredBroker

Also appears in the source record as: Ryan Hamm; S R Hamm; Stuart Ryan Hamm; S Ryan Hamm; Stuart R Hamm

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 31Series 7
Registered states (31): Alabama · Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4490931 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Florence, AL · IA capacity

Jan 26, 2012 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Florence, AL · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Jan 27, 2012
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Jan 27, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jan 18, 2012 → Jan 24, 2012
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
IA capacity

May 17, 2002 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Feb 25, 2002 → Apr 2, 2007

Source & corrections

Where this page comes from

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