Barry Tucker

CRD 450075 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIEPCSeries 1Series 40Series 63
Registered states (28): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Maryland · Massachusetts · Minnesota · Mississippi · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · Tennessee · Texas · Vermont · Virginia · Wisconsin
Years in the industry (source record): 56
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 450075 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (4)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
New York, NY · BC capacity

Jan 26, 1995 → Jun 17, 2010
Oppenheimer & Co., Inc.
New York, NY · BC capacity

May 15, 1970 → Jan 18, 1995

Source & corrections

Where this page comes from

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