Matthew A. Sandler

CRD 4504119 · J.P. Morgan Securities LLC · Deer Park, NY

IA RegisteredBroker

Also appears in the source record as: Matthew Adam Sandler; Matthew Sandler

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 66
Registered states (18): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maine · Maryland · Michigan · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Tennessee · Texas · Washington
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Deer Park, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Deer Park, NY · BC capacity

start not retrieved → present
Tiaa-Cref Advice And Planning Services
Melville, NY · IA capacity

Apr 4, 2013 → Mar 18, 2015
Tiaa-Cref Individual & Institutional Services, LLC
Melville, NY · BC capacity

Apr 4, 2013 → Mar 18, 2015
Morgan Stanley
Jericho, NY · IA capacity

Feb 11, 2013 → Mar 13, 2013
Morgan Stanley
Jericho, NY · BC capacity

Oct 12, 2009 → Mar 13, 2013
Park Avenue Securities LLC
New York, NY · BC capacity

Jul 10, 2006 → Oct 30, 2009
Hsbc Securities (USA) Inc.
New York City, NY · BC capacity

Sep 6, 2005 → Jan 31, 2006
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jun 26, 2002 → Aug 17, 2005
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jun 26, 2002 → Aug 17, 2005

Source & corrections

Where this page comes from

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