Patrick Joseph Mccabe

CRD 4504877 · Morgan Stanley · New Orleans, LA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 9Series 10Series 24SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
New Orleans, LA · IA capacity

Feb 1, 2013 → present
Prudential Financial Planning Services
IA capacity

Mar 17, 2009 → Jan 4, 2013
Pruco Securities, LLC.
BD capacity

Sep 16, 2008 → Jan 4, 2013
Capital One Investment Services LLC
BD capacity

May 31, 2008 → Sep 8, 2008
Capital One Investments, LLC
BD capacity

May 21, 2004 → May 31, 2008
Nylife Securities Inc.
BD capacity

Jul 10, 2003 → Mar 15, 2004
Edward Jones
BD capacity

Apr 16, 2002 → Apr 10, 2003

Source & corrections

Where this page comes from

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