Kay Lynne Marek Bowers

CRD 4506994 · Wells Fargo Advisors · West Hills, CA

IA RegisteredBroker

Also appears in the source record as: Kay L M Bowers; Kay Marek Bowers; Kay Bowers; Kay Lynne Marek; Kay Lynne Swenson; Kay Lynne Thompson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (3): California · Nevada · Washington
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4506994 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
West Hills, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
West Hills, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
West Hills, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
West Hills, CA · IA capacity

Oct 1, 2012 → Oct 5, 2021
J.P. Morgan Securities LLC
West Hills, CA · BC capacity

Oct 1, 2012 → Oct 5, 2021
Chase Investment Services Corp.
Layton, UT · BC capacity

Feb 21, 2011 → Oct 1, 2012
Chase Investment Services Corp.
Layton, UT · IA capacity

Feb 16, 2011 → Oct 1, 2012
Wamu Investments, Inc.
Torrance, CA · IA capacity

Aug 11, 2008 → Mar 2, 2009
Wamu Investments, Inc.
Torrance, CA · BC capacity

Aug 8, 2008 → Mar 2, 2009
Citigroup Global Markets Inc.
San Pedro, CA · BC capacity

Nov 5, 2007 → Jul 14, 2008
Citigroup Global Markets Inc.
San Pedro, CA · IA capacity

Sep 11, 2007 → Jul 14, 2008
Wells Fargo Investments, LLC
Rancho Palos Verdes, CA · IA capacity

Nov 25, 2003 → Aug 23, 2006
Wells Fargo Investments, LLC
Rancho Palos Verdes, CA · BC capacity

Sep 23, 2003 → Aug 23, 2006
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

May 13, 2002 → Jun 10, 2003

Source & corrections

Where this page comes from

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