Daniel Fox Walker

CRD 4515434 · Wells Fargo Advisors · Seattle, WA

IA RegisteredBroker

Also appears in the source record as: Daniel Walker; Daniel F Walker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 7TOSIESeries 7Series 10Series 9Series 63Series 66
Registered states (1): Washington
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Seattle, WA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Seattle, WA · BC capacity

start not retrieved → present
Parcion Private Wealth LLC
Bellevue, WA · IA capacity

Feb 26, 2025 → Mar 12, 2026
Fidelity Personal And Workplace Advisors
Bellevue, WA · IA capacity

Apr 24, 2023 → Jan 9, 2025
Fidelity Brokerage Services LLC
Bellevue, WA · BC capacity

Apr 13, 2023 → Jan 9, 2025
Capital Consulting & Asset Management
Lincoln, NE · IA capacity

Jan 3, 2023 → Mar 31, 2023
Geneos Wealth Management, Inc.
Lincoln, NE · BC capacity

Jan 4, 2023 → Mar 28, 2023
Svb Wealth Advisory, Inc.
Seattle, WA · BC capacity

Jul 2, 2020 → Jan 4, 2021
Svb Wealth Advisory, Inc.
Seattle, WA · IA capacity

Jul 30, 2015 → Jan 4, 2021
Svb Securities, A Non-Bank Affiliate Of Silicon Valley Bank
San Francisco, CA · BC capacity

Jul 30, 2015 → Dec 31, 2017
Strategic Advisers, Inc.
Palo Alto, CA · IA capacity

Dec 16, 2010 → Jul 27, 2015
Ameriprise Financial Services, Inc.
Irvine, CA · IA capacity

May 28, 2002 → May 18, 2010
Ameriprise Financial Services, Inc.
Irvine, CA · BC capacity

Apr 25, 2002 → May 18, 2010
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Apr 25, 2002 → Jul 3, 2006

Source & corrections

Where this page comes from

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