James B Titus

CRD 4522945 · Charles Schwab & Co., Inc. · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: James Byron Titus; James Byron Titus Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 31Series 7Series 66
Registered states (29): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Maryland · Massachusetts · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · Tennessee · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (5)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
San Francisco, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Francisco, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Francisco, CA · IA capacity

start not retrieved → present
Morgan Stanley
San Francisc, CA · IA capacity

Aug 15, 2002 → Jun 15, 2005
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jun 3, 2002 → Jun 15, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4522945 ↗ FINRA BrokerCheck record for CRD 4522945 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.