Vince Dimaggio

CRD 4524347 · J.P. Morgan Securities LLC · Carmel, CA

IA RegisteredBroker

Also appears in the source record as: Vince Dario Dimaggio

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 65Series 63
Registered states (22): Arizona · California · Colorado · Connecticut · Florida · Idaho · Maryland · Michigan · Montana · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · Tennessee · Texas · Utah · Washington
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4524347 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Carmel, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Carmel, CA · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Carmel, CA · IA capacity

May 21, 2012 → Oct 1, 2012
Chase Investment Services Corp.
Carmel, CA · BC capacity

May 21, 2012 → Oct 1, 2012
Lpl Financial LLC
Monterey, CA · IA capacity

Mar 9, 2009 → Jun 1, 2012
Lpl Financial LLC
Monterey, CA · BC capacity

Mar 6, 2009 → Jun 1, 2012
Banc Of America Investment Services, Inc.
Carmel, CA · IA capacity

Nov 8, 2007 → Mar 10, 2009
Banc Of America Investment Services, Inc.
Carmel, CA · BC capacity

Apr 13, 2007 → Mar 10, 2009
Wm Financial Services, Inc.
Pacific Grove, CA · BC capacity

Feb 19, 2003 → Apr 17, 2007
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Jun 10, 2002 → Nov 27, 2002
A. G. Edwards & Sons, Inc.
Monterey, CA · IA capacity

May 29, 2002 → Nov 27, 2002

Source & corrections

Where this page comes from

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