Chris Ambrose

CRD 4524422 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Chris M Ambrose; Christopher M Ambrose; Christopher Michael Ambrose

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 52TOSeries 99TOSIESeries 7Series 53Series 10Series 9Series 24Series 65Series 66
Registered states (4): Arkansas · Illinois · Massachusetts · Utah
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (21)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Naperville, IL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Naperville, IL · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Naperville, IL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Naperville, IL · IA capacity

start not retrieved → present
Bankers Life Securities, Inc.
Chicago, IL · BC capacity

Jul 20, 2023 → Nov 22, 2024
Bankers Life Advisory Services, Inc.
Chicago, IL · IA capacity

Jul 19, 2023 → Nov 22, 2024
J.P. Morgan Securities LLC
Chicago, IL · IA capacity

Jun 28, 2022 → Jul 10, 2023
J.P. Morgan Securities LLC
Chicago, IL · BC capacity

Jun 28, 2022 → Jul 10, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Rolling Meadows, IL · IA capacity

Jul 8, 2016 → Dec 5, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Rolling Meadows, IL · BC capacity

Jun 1, 2016 → Dec 5, 2019
Scottrade, Inc.
Tinley Park, IL · BC capacity

May 18, 2015 → Jun 2, 2016
B. C. Ziegler And Company
Chicago, IL · BC capacity

Nov 24, 2014 → May 8, 2015
Mercer Advisors
Schaumburg, IL · IA capacity

May 16, 2005 → May 17, 2005
A. G. Edwards & Sons, Inc.
Chicago, IL · IA capacity

Jul 17, 2003 → Mar 5, 2004
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Jul 17, 2003 → Mar 5, 2004
1717 Capital Management Company
Lombard, IL · IA capacity

Apr 28, 2003 → Jul 16, 2003
1717 Capital Management Company
Newark, DE · BC capacity

Mar 27, 2003 → Jul 16, 2003
Waddell & Reed, Inc.
Oak Brook, IL · IA capacity

Dec 18, 2002 → Feb 6, 2003
Waddell & Reed, Inc.
Overland Park, KS · BC capacity

Dec 11, 2002 → Feb 6, 2003
First Investors Corporation
Edison, NJ · BC capacity

Nov 21, 2002 → Dec 4, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4524422 ↗ FINRA BrokerCheck record for CRD 4524422 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.