Kathi Lorainne Lee

CRD 4525437 · Morgan Stanley · Jericho, NY

IA RegisteredBroker

Also appears in the source record as: Kathi L Lee; Kathi Lorraine Orman; Kathi Lorraine Orman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (2): New York · Texas
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Jericho, NY · IA capacity

Jul 26, 2011 → present
Citigroup Global Markets Inc.
BD capacity

May 2, 2007 → Jun 1, 2009
Morgan Stanley & Co., Incorporated
BD capacity

Apr 9, 2007 → Apr 26, 2007
Morgan Stanley & Co., Incorporated
IA capacity

Apr 9, 2007 → Apr 26, 2007
Citigroup Global Markets Inc.
BD capacity

Oct 1, 2002 → Apr 5, 2007

Source & corrections

Where this page comes from

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