Raul R Toro

CRD 4527757 · Wells Fargo Advisors · Marlton, NJ

IA RegisteredBroker

Also appears in the source record as: Raul Rolond Toro; Rolond Toro; Raul R. Toro

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 9Series 10Series 24Series 66Series 63
Registered states (16): Alabama · Arkansas · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maryland · Massachusetts · New Jersey · Oklahoma · Pennsylvania · Texas · Utah · Virginia · Washington
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4527757 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Marlton, NJ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Marlton, NJ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Oakhurst, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Marlton, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Oakhurst, NJ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
West Windsor, NJ · IA capacity

Jun 21, 2019 → Dec 10, 2024
J.P. Morgan Securities LLC
West Windsor, NJ · BC capacity

Jun 19, 2019 → Dec 10, 2024
Citizens Securities, Inc.
Fort Washington, PA · IA capacity

Aug 22, 2012 → Jun 11, 2019
Citizens Securities, Inc.
Fort Washington, PA · BC capacity

Aug 22, 2012 → Jun 11, 2019
Lpl Financial LLC
Philadelphia, PA · IA capacity

Aug 30, 2011 → Aug 20, 2012
Lpl Financial LLC
Philadelphia, PA · BC capacity

Aug 29, 2011 → Aug 20, 2012
Pnc Investments
Hamilton, NJ · IA capacity

May 30, 2007 → Dec 22, 2010
Pnc Investments
Hamilton, NJ · BC capacity

May 30, 2007 → Dec 22, 2010
Merrill Lynch Pierce Fenner & Smith Inc.
Pennington, NJ · IA capacity

Oct 15, 2003 → May 23, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, NJ · BC capacity

Feb 12, 2003 → May 23, 2007
Joseph Stevens & Company, Inc.
Brooklyn, NY · BC capacity

May 3, 2002 → Oct 29, 2002

Source & corrections

Where this page comes from

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