Nicholas Barulic

CRD 4529949 · J.P. Morgan Securities LLC · Neptune Beach, FL

IA RegisteredBroker

Also appears in the source record as: Nicholas Barulic

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (32): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Louisiana · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4529949 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Neptune Beach, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Neptune Beach, FL · BC capacity

start not retrieved → present
Bbva Wealth Solutions Inc.
Jacksonville, FL · IA capacity

Nov 6, 2015 → Aug 29, 2017
Bbva Securities Inc.
Jacksonville, FL · BC capacity

Oct 8, 2015 → Aug 29, 2017
Fifth Third Securities, Inc.
Orlando, FL · IA capacity

Oct 17, 2014 → Sep 14, 2015
Fifth Third Securities, Inc.
Orlando, FL · BC capacity

Oct 16, 2014 → Sep 14, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Orlando, FL · IA capacity

Sep 24, 2012 → Oct 20, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Orlando, FL · BC capacity

Sep 6, 2012 → Oct 20, 2014
Chase Investment Services Corp.
Clermont, FL · IA capacity

May 17, 2011 → Aug 22, 2012
Chase Investment Services Corp.
Clermont, FL · BC capacity

May 3, 2011 → Aug 22, 2012
Suntrust Investment Services, Inc.
Orlando, FL · IA capacity

Oct 26, 2010 → Apr 25, 2011
Suntrust Investment Services, Inc.
Orlando, FL · BC capacity

Oct 26, 2010 → Apr 25, 2011
Grayson Financial LLC
Red Bank, NJ · BC capacity

May 15, 2002 → Aug 15, 2002

Source & corrections

Where this page comes from

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