M R Branham

CRD 4534259 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: M. R Branham; Michael Reed Branham Sr.; Reed Branham

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (22): Alabama · Arizona · Arkansas · California · District Of Columbia · Florida · Georgia · Illinois · Maryland · Montana · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4534259 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
BD capacity

Aug 13, 2004 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Aug 13, 2004 → Oct 23, 2009
Ubs Financial Services Inc.
IA capacity

Jul 29, 2002 → Sep 10, 2004
Ubs Financial Services Inc.
BD capacity

Jul 9, 2002 → Sep 10, 2004

Source & corrections

Where this page comes from

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