Sergio J Canevett

CRD 4534290 · Wells Fargo Advisors · Sun City, AZ

IA RegisteredBroker

Also appears in the source record as: Sergio J Canevett Jr.; Sergio Jose Canevett Jr.; Sergio J. Canevett

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 31Series 7Series 9Series 63Series 65Series 66
Registered states (10): Arizona · California · Colorado · Florida · Hawaii · Idaho · Tennessee · Texas · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Sun City, AZ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Scottsdale, AZ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Scottsdale, AZ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Sun City, AZ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Scottsdale, AZ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Scottsdale, AZ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Sun City, AZ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Scottsdale, AZ · IA capacity

Oct 1, 2012 → Nov 21, 2023
J.P. Morgan Securities LLC
Scottsdale, AZ · BC capacity

Oct 1, 2012 → Nov 21, 2023
Chase Investment Services Corp.
Carefree, AZ · IA capacity

Jun 9, 2010 → Oct 1, 2012
Chase Investment Services Corp.
Carefree, AZ · BC capacity

Apr 15, 2010 → Oct 1, 2012
Morgan Stanley Smith Barney
Tempe, AZ · BC capacity

Jun 1, 2009 → Mar 30, 2010
Morgan Stanley & Co. Incorporated
Scottsdale, AZ · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
Scottsdale, AZ · BC capacity

Nov 11, 2005 → Apr 2, 2007
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Jul 12, 2002 → Dec 5, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4534290 ↗ FINRA BrokerCheck record for CRD 4534290 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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