John Glenn

CRD 4535039 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Dallas, TX

IA RegisteredBroker

Also appears in the source record as: John O Glenn; John Orville Glenn III; John Glenn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63Series 7TOSeries 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Dallas, TX · IA capacity

May 15, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Dallas, TX · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Mar 8, 2011 → Aug 31, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 7, 2011 → Aug 31, 2011
Banc Of America Investment Services, Inc.
BD capacity

Nov 11, 2005 → Mar 18, 2009
Banc Of America Investment Services, Inc.
IA capacity

Nov 11, 2005 → Mar 18, 2009
Banc Of America Investment Services, Inc.
IA capacity

Jun 8, 2005 → Jun 13, 2005
Banc Of America Investment Services, Inc.
BD capacity

Jun 4, 2005 → Jun 13, 2005
Fsc Securities Corporation
BD capacity

Apr 26, 2004 → Nov 16, 2004
Nylife Securities Inc.
BD capacity

Oct 16, 2003 → Jan 22, 2004
Morgan Stanley
IA capacity

Mar 31, 2003 → Jun 10, 2003
Morgan Stanley Dw Inc.
BD capacity

Jul 11, 2002 → Jun 10, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4535039 ↗ FINRA BrokerCheck record for CRD 4535039 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.