Kristin N Dycus

CRD 4535880 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Bellevue, WA

IA RegisteredBroker

Also appears in the source record as: Kristin Crawley; Kristin Noelle Dycus; Kristin Noelle Dycus

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (42): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bellevue, WA · IA capacity

Dec 21, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bellevue, WA · BC capacity

start not retrieved → present
Lincoln Investment
BD capacity

Oct 4, 2021 → Sep 28, 2022
Lincoln Investment
IA capacity

Oct 4, 2021 → Sep 28, 2022
Ubs Financial Services Inc.
BD capacity

Dec 5, 2006 → Nov 22, 2019
Ubs Financial Services Inc.
IA capacity

Dec 5, 2006 → Nov 22, 2019
Appropriate Balance Financial Services Inc
IA capacity

Jun 14, 2005 → Dec 6, 2007
Raymond James Financial Services
IA capacity

Apr 28, 2006 → Oct 17, 2006
Raymond James Financial Services, Inc.
BD capacity

Apr 25, 2006 → Oct 17, 2006
Pacific West Securities, Inc.
BD capacity

May 19, 2005 → Feb 15, 2006
National Planning Corporation
BD capacity

Oct 18, 2002 → Mar 15, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4535880 ↗ FINRA BrokerCheck record for CRD 4535880 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.