Seann B. Wooten

CRD 4543821 · J.P. Morgan Securities LLC · Sarasota, FL

IA RegisteredBroker

Also appears in the source record as: Seann B Wooten; Seann Bryan Wooten

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 55Series 7Series 65Series 63
Registered states (25): California · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Kansas · Maryland · Massachusetts · Michigan · Mississippi · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Sarasota, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Sarasota, FL · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Venice, FL · IA capacity

Aug 21, 2015 → Jul 6, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Venice, FL · BC capacity

Aug 7, 2015 → Jul 6, 2018
Ubs Financial Services Inc.
Clearwater, FL · IA capacity

Oct 16, 2008 → Jul 15, 2015
Ubs Financial Services Inc.
Clearwater, FL · BC capacity

Sep 30, 2008 → Jul 15, 2015
Morgan Stanley & Co. Incorporated
St. Petersburg, FL · IA capacity

Aug 7, 2007 → Oct 6, 2008
Morgan Stanley & Co. Incorporated
St. Petersburg, FL · BC capacity

Jun 7, 2007 → Oct 6, 2008
Gunnallen Financial, Inc
Tampa, FL · BC capacity

Feb 10, 2004 → Mar 23, 2007
Ladenburg Capital Management Inc.
Bethpage, NY · BC capacity

Jul 16, 2002 → Aug 27, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4543821 ↗ FINRA BrokerCheck record for CRD 4543821 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.