Giulio J Liotine

CRD 4546411 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Orland Park, IL

IA RegisteredBroker

Also appears in the source record as: Giulio Joseph Liotine

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 65SIESeries 7Series 6
Registered states (31): Alabama · Arizona · California · Colorado · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Mississippi · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Orland Park, IL · IA capacity

Nov 9, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Orland Park, IL · BC capacity

start not retrieved → present
Zacks Investment Management, Inc.
IA capacity

Apr 30, 2004 → Nov 6, 2009
Zacks & Company
BD capacity

Mar 29, 2004 → Apr 6, 2005
Ing Financial Partners, Inc.
BD capacity

Apr 29, 2003 → Mar 25, 2004
Metropolitan Life Insurance Company
BD capacity

Jul 8, 2002 → Apr 23, 2003
Metlife Securities Inc.
BD capacity

Jul 8, 2002 → Apr 23, 2003

Source & corrections

Where this page comes from

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