Yolanda Cobb

CRD 4547922 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Yolanda Kaye Carlton; Yolanda Carlton; Yolanda Kaye Cobb; Yolanda Carlton Jeffers; Yolanda Jeffers

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 9Series 66
Registered states (5): Arkansas · Massachusetts · North Carolina · South Carolina · Utah
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Greensboro, NC · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Greensboro, NC · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Greensboro, NC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Greensboro, NC · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Greensboro, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Greensboro, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Greensboro, NC · IA capacity

start not retrieved → present
Lincoln Financial Advisors Corporation
Greensboro, NC · IA capacity

Jan 30, 2013 → Dec 8, 2017
Lincoln Financial Advisors Corporation
Fort Wayne, IN · BC capacity

Jan 30, 2013 → Dec 8, 2017
Triad Financial Advisors, Inc.
Greensboro, NC · IA capacity

Oct 15, 2008 → Nov 29, 2011
Royal Alliance Associates, Inc.
Greensboro, NC · BC capacity

Nov 3, 2005 → Oct 28, 2011
Suntrust Investment Services, Inc.
Brunswick, GA · IA capacity

Jun 23, 2005 → Oct 5, 2005
Suntrust Investment Services, Inc.
Atlanta, GA · BC capacity

Jun 21, 2005 → Oct 5, 2005
Bb&t Investment Services, Inc.
Charlotte, NC · IA capacity

Mar 17, 2003 → May 6, 2004
Bb&t Investment Services, Inc.
Charlotte, NC · BC capacity

Mar 17, 2003 → May 6, 2004
Morgan Stanley
Greensboro, NC · IA capacity

Sep 24, 2002 → Mar 19, 2003
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Aug 28, 2002 → Mar 19, 2003

Source & corrections

Where this page comes from

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