Richard Escay Ascalon

CRD 4552264 · J.P. Morgan Securities LLC · Folsom, CA

IA RegisteredBroker

Also appears in the source record as: Rich Ascalon; Richard E Ascalon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (12): Arizona · California · Florida · Georgia · Hawaii · Illinois · Nevada · New Mexico · New York · Oregon · Tennessee · Texas
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Folsom, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Folsom, CA · BC capacity

start not retrieved → present
Eagle Strategies LLC
Roseville, CA · IA capacity

Sep 25, 2013 → Oct 27, 2016
Nylife Securities LLC
Roseville, CA · BC capacity

Aug 7, 2013 → Oct 27, 2016
Wells Fargo Advisors, LLC
Folsom, CA · IA capacity

Jan 3, 2011 → Jul 23, 2013
Wells Fargo Advisors, LLC
Folsom, CA · BC capacity

Jan 3, 2011 → Jul 23, 2013
Wells Fargo Investments, LLC
Folsom, CA · IA capacity

May 19, 2010 → Jan 3, 2011
Wells Fargo Investments, LLC
Folsom, CA · BC capacity

May 18, 2010 → Jan 3, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4552264 ↗ FINRA BrokerCheck record for CRD 4552264 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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