Thomas Herber

CRD 4560906 · Fidelity Brokerage Services LLC · Henderson, NV

IA RegisteredBroker

Also appears in the source record as: Thomas William Herber Jr.; Thomas William Herber

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (17)

From the source registration record · current first

Strategic Advisers LLCCurrent
Las Vegas, NV · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Las Vegas, NV · BD capacity

Feb 3, 2022 → present
Fidelity Brokerage Services LLCCurrent
Henderson, NV · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Feb 9, 2022 → Mar 31, 2025
Allstate Financial Advisors, LLC
IA capacity

Dec 2, 2019 → Mar 2, 2021
Allstate Financial Services, LLC
BD capacity

Nov 26, 2019 → Mar 2, 2021
Cuso Financial Services, L.P.
BD capacity

Jan 22, 2018 → Oct 22, 2018
Cuso Financial Services, L.P.
IA capacity

Jan 22, 2018 → Oct 22, 2018
Wells Fargo Clearing Services, LLC
IA capacity

Oct 16, 2014 → Jan 29, 2018
Wells Fargo Clearing Services, LLC
BD capacity

Oct 15, 2014 → Jan 29, 2018
Bancwest Investment Services, Inc.
BD capacity

Sep 23, 2011 → Oct 24, 2014
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
IA capacity

Sep 19, 2011 → Oct 24, 2014
Questar Capital Corporation
BD capacity

May 21, 2008 → Apr 16, 2010
Chase Investment Services Corp.
BD capacity

Feb 17, 2006 → Apr 4, 2008
Chase Investment Services Corp.
IA capacity

Feb 17, 2006 → Apr 4, 2008
Citicorp Investment Services
IA capacity

Nov 9, 2004 → Oct 6, 2005
Citicorp Investment Services
BD capacity

Nov 14, 2002 → Oct 6, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4560906 ↗ FINRA BrokerCheck record for CRD 4560906 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.