Shannon M. Lipp

CRD 4561434 · Fidelity Brokerage Services LLC · Farmington, MI

IA RegisteredBroker

Also appears in the source record as: Shannon Marie Blocker; Shannon Marie Lipp

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (12): Colorado · Florida · Georgia · Illinois · Indiana · Michigan · New Jersey · New York · Ohio · Texas · Virginia · Wisconsin
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (21)

From the source registration record · current first

Strategic Advisers LLCCurrent
Farmington, MI · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
White Lake, MI · BD capacity

Apr 22, 2021 → present
Fidelity Brokerage Services LLCCurrent
Farmington, MI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Aug 26, 2021 → Mar 31, 2025
H.D. Vest Advisory Services, Inc
IA capacity

Oct 5, 2017 → Apr 29, 2019
Hd Vest Investment Services
BD capacity

Oct 6, 2015 → Apr 29, 2019
H.D. Vest Advisory Services, Inc
IA capacity

Oct 7, 2015 → Apr 4, 2017
H.D. Vest Advisory Services, Inc
IA capacity

Oct 6, 2015 → Oct 6, 2015
Scottrade, Inc.
BD capacity

Mar 20, 2014 → Sep 22, 2015
H.D. Vest Advisory Services, Inc
IA capacity

Mar 14, 2013 → Mar 24, 2014
H.D. Vest Investment Services
BD capacity

Mar 13, 2013 → Mar 24, 2014
Pnc Investments
IA capacity

Dec 11, 2012 → Feb 1, 2013
Pnc Investments
BD capacity

Dec 7, 2012 → Feb 1, 2013
Farmers Financial Solutions, LLC
BD capacity

May 1, 2012 → Oct 30, 2012
Td Ameritrade, Inc.
IA capacity

Nov 10, 2009 → Mar 30, 2011
Amerivest Investment Management, LLC
IA capacity

Nov 10, 2009 → Mar 30, 2011
Td Ameritrade, Inc.
BD capacity

Oct 16, 2009 → Mar 30, 2011
E*trade Securities LLC
BD capacity

Oct 17, 2007 → Oct 26, 2009
Comerica Securities
BD capacity

Mar 11, 2005 → Feb 21, 2006
Comerica Securities
IA capacity

Mar 9, 2005 → Feb 21, 2006
New England Securities
BD capacity

Oct 2, 2002 → Oct 27, 2004

Source & corrections

Where this page comes from

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