Reza John Golchini

CRD 4561811 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Rj Golchini

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (2): California · New Jersey
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
San Francisco, CA · IA capacity

Apr 19, 2012 → Feb 10, 2016
Citigroup Global Markets Inc.
San Francisco, CA · BC capacity

Apr 18, 2012 → Feb 10, 2016
First Republic Investment Management, Inc.
San Francisco, CA · IA capacity

Jan 11, 2012 → Apr 3, 2012
First Republic Securities Company, LLC
San Francisco, CA · BC capacity

Jan 9, 2012 → Apr 3, 2012
Wells Fargo Advisors, LLC
San Francisco, CA · IA capacity

Jan 3, 2011 → Nov 7, 2011
Wells Fargo Advisors, LLC
San Francisco, CA · BC capacity

Jan 3, 2011 → Nov 7, 2011
Wells Fargo Investments, LLC
San Francisco, CA · IA capacity

Nov 19, 2002 → Jan 3, 2011
Wells Fargo Investments, LLC
San Francisco, CA · BC capacity

Sep 11, 2002 → Jan 3, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4561811 ↗ FINRA BrokerCheck record for CRD 4561811 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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