Nas Adel Allan
Also appears in the source record as: Nas Allan; Nasser Adel Allan; Sean Allan; Steven Allan
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 66Series 65Series 63Series 9Series 10Series 24SIESeries 7
- Registered states (50)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 24
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4562149 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (20)
From the source registration record · current first
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Dec 9, 2015 → present
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start not retrieved → present
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Liberty Partners Capital Management, LLCIA capacityOct 1, 2015 → Nov 30, 2015
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Liberty Partners Financial Services, LLCBD capacityJan 5, 2015 → Nov 24, 2015
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Obsidian Wealth Management, LLCIA capacityJan 7, 2013 → Jan 16, 2015
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Meyers Associates, L.P.BD capacityAug 16, 2013 → Nov 20, 2014
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Liberty Partners Capital Management, LLCIA capacityNov 30, 2012 → Nov 21, 2013
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Liberty Partners Financial Services, LLCBD capacityNov 27, 2012 → Aug 16, 2013
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Obsidian Financial Group, LLCBD capacityJan 10, 2011 → Dec 7, 2012
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Jhs Capital Advisors, Inc.IA capacitySep 28, 2010 → Dec 17, 2010
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Jhs Capital Advisors, Inc.BD capacityFeb 10, 2009 → Dec 17, 2010
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Meyers Associates, L.P.BD capacityJun 20, 2007 → Feb 5, 2009
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Joseph Stevens & Company, Inc.BD capacityJan 10, 2007 → Jun 25, 2007
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Great Eastern Securities, Inc.BD capacityNov 18, 2005 → Jan 12, 2007
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J.P. Turner & Company, L.L.C.BD capacityJan 3, 2005 → Nov 18, 2005
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J.P. Turner & Company, L.L.C.BD capacityJul 27, 2004 → Dec 31, 2004
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National Securities CorporationBD capacityJan 23, 2004 → Aug 3, 2004
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Continental Broker-Dealer Corp.BD capacityMar 31, 2003 → Jan 29, 2004
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Joseph Stevens & Company, Inc.BD capacityOct 28, 2002 → Apr 29, 2003
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Delta Asset Management Company, LLCBD capacityJul 23, 2002 → Sep 18, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.