John Wade

CRD 4564908 · Wells Fargo Advisors · Portland, OR

IA RegisteredBroker

Also appears in the source record as: John Frederick Wade

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 99TOSIESeries 7Series 10Series 9Series 66
Registered states (21): Alabama · Arkansas · California · Delaware · Massachusetts · Mississippi · Montana · Nebraska · Nevada · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Portland, OR · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Portland, OR · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Lake Oswego, OR · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Portland, OR · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Portland, OR · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Lake Oswego, OR · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Portland, OR · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Portland, OR · IA capacity

start not retrieved → present
Ameriprise Financial Services, LLC
San Francisco, CA · IA capacity

Jan 4, 2023 → Nov 12, 2024
Ameriprise Financial Services, LLC
San Francisco, CA · BC capacity

Jan 3, 2023 → Nov 12, 2024
Raymond James & Associates, Inc.
San Rafael, CA · IA capacity

Nov 15, 2021 → Jan 19, 2023
Raymond James & Associates, Inc.
San Rafael, CA · BC capacity

Nov 15, 2021 → Jan 19, 2023
Oppenheimer & Co. Inc.
San Francisco, CA · IA capacity

Mar 24, 2017 → Nov 19, 2021
Oppenheimer & Co. Inc.
San Francisco, CA · BC capacity

Mar 24, 2017 → Nov 19, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Portland, OR · IA capacity

Jan 25, 2005 → Mar 20, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Portland, OR · BC capacity

Jan 5, 2005 → Mar 20, 2017
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Sep 12, 2002 → Mar 11, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4564908 ↗ FINRA BrokerCheck record for CRD 4564908 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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