Mustafa Yaqubie

CRD 4576868 · J.P. Morgan Securities LLC · Huntington Station, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (22): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Kansas · Massachusetts · Minnesota · Missouri · Montana · New Jersey · New Mexico · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Huntington Station, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Huntington Station, NY · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Huntington, NY · IA capacity

Feb 25, 2010 → Oct 1, 2012
Chase Investment Services Corp.
Huntington, NY · BC capacity

Feb 25, 2010 → Oct 1, 2012
Morgan Stanley Smith Barney LLC
Melville, NY · IA capacity

Jun 1, 2009 → Feb 17, 2010
Morgan Stanley Smith Barney
Melville, NY · BC capacity

Jun 1, 2009 → Feb 17, 2010
Morgan Stanley & Co. Incorporated
Melville, NY · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Melville, NY · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
Melville, NY · IA capacity

Sep 15, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
Melville, NY · BC capacity

Sep 15, 2006 → Apr 2, 2007
Banc Of America Investment Services, Inc.
Melville, NY · IA capacity

Oct 20, 2004 → Sep 18, 2006
Banc Of America Investment Services, Inc.
Melville, NY · BC capacity

Oct 20, 2004 → Sep 18, 2006
Quick & Reilly, Inc.
New York, NY · IA capacity

Mar 5, 2003 → Oct 20, 2004
Quick & Reilly, Inc.
New York, NY · BC capacity

Oct 23, 2002 → Oct 20, 2004

Source & corrections

Where this page comes from

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