Erick Santiago Block

CRD 4580025 · Wells Fargo Advisors · Rolling Hills Estates, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (14): Alabama · Arkansas · California · Massachusetts · Mississippi · Montana · Nevada · New York · North Carolina · Oregon · Pennsylvania · Tennessee · Texas · Washington
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Rolling Hills Estates, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Pvp, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Rolling Hills Estates, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Pvp, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Rolling Hills Estates, CA · IA capacity

start not retrieved → present
D.A. Davidson & Co.
Long Beach, CA · IA capacity

Feb 13, 2015 → Jan 15, 2020
D.A. Davidson & Co.
Long Beach, CA · BC capacity

Feb 12, 2015 → Jan 15, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Glendale, CA · IA capacity

Jul 11, 2008 → Feb 18, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Glendale, CA · BC capacity

Jun 23, 2008 → Feb 18, 2015
Citigroup Global Markets Inc.
Glendale, CA · BC capacity

May 29, 2007 → Jul 7, 2008
Citicorp Investment Services
Glendale, CA · BC capacity

Mar 2, 2006 → May 29, 2007
Aig Financial Advisors, Inc.
Scottsdale, AZ · BC capacity

Oct 31, 2005 → Jan 9, 2006
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

Jul 20, 2005 → Oct 31, 2005
Crowell, Weedon & Co.
Los Angeles, CA · BC capacity

Jan 1, 2005 → May 5, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4580025 ↗ FINRA BrokerCheck record for CRD 4580025 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.