Anthony Loyola Masterson

CRD 4581638 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Anthony Masterson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (23): Alabama · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Idaho · Indiana · Kentucky · Louisiana · Maryland · Mississippi · Missouri · New York · North Carolina · Oklahoma · South Carolina · Tennessee · Texas · Virginia · West Virginia · Wisconsin
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Mercer Global Advisors Inc.
Denver, CO · IA capacity

Dec 11, 2023 → Jul 11, 2024
Morgan Stanley
Greenwood Village, CO · BC capacity

Jan 26, 2023 → Aug 14, 2023
E*trade Capital Management, LLC
Greenwood Village, CO · IA capacity

Jul 15, 2020 → Aug 14, 2023
E*trade Securities LLC
Greenwood Village, CO · BC capacity

Jul 15, 2020 → Aug 14, 2023
J.P. Morgan Securities LLC
Manhattan Beach, CA · IA capacity

May 2, 2019 → Jul 9, 2020
J.P. Morgan Securities LLC
Manhattan Beach, CA · BC capacity

May 2, 2019 → Jul 9, 2020
Financial Engines Advisors L.L.C.
Los Angeles, CA · IA capacity

May 4, 2017 → May 2, 2019
Td Ameritrade, Inc.
Santa Monica, CA · IA capacity

Jan 14, 2009 → May 9, 2017
Td Ameritrade Investment Management, LLC
Santa Monica, CA · IA capacity

Jan 14, 2009 → May 9, 2017
Td Ameritrade, Inc.
Santa Monica, CA · BC capacity

Jan 14, 2009 → May 9, 2017
Ameriprise Financial Services, Inc.
Irvine, CA · IA capacity

Oct 25, 2002 → Jan 6, 2009
Ameriprise Financial Services, Inc.
Irvine, CA · BC capacity

Oct 18, 2002 → Jan 6, 2009
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Oct 18, 2002 → Jul 3, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4581638 ↗ FINRA BrokerCheck record for CRD 4581638 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.