Delores Nuamah

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (3)

Series 66SIESeries 7

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

24

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (21)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Somerset, NJ · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Somerset, NJ · BD capacity
  Jul 7, 2020 → present
• Fidelity Brokerage Services LLCCurrent

  Villanova, PA · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Jul 28, 2020 → Mar 31, 2025
• Mml Investors Services, LLC

  BD capacity
  Mar 25, 2017 → Jun 23, 2020
• Mml Investors Services, LLC

  IA capacity
  Mar 25, 2017 → Jun 23, 2020
• Msi Financial Services, Inc.

  IA capacity
  Sep 18, 2008 → Mar 25, 2017
• Msi Financial Services, Inc.

  BD capacity
  Jun 1, 2007 → Mar 25, 2017
• New England Securities

  BD capacity
  Nov 14, 2008 → Jan 2, 2015
• New England Securities Corporation

  IA capacity
  Nov 14, 2008 → Jan 2, 2015
• Walnut Street Securities, Inc.

  BD capacity
  Nov 14, 2008 → Feb 24, 2012
• Tower Square Securities, Inc.

  BD capacity
  Nov 14, 2008 → Feb 24, 2012
• Walnut Street Securities, Inc.

  IA capacity
  Nov 14, 2008 → Feb 24, 2012
• Tower Square Securities, Inc.

  IA capacity
  Nov 14, 2008 → Feb 24, 2012
• Cuso Financial Services, L.P.

  BD capacity
  May 22, 2006 → Mar 26, 2007
• Cuso Financial Services, L.P.

  IA capacity
  May 22, 2006 → Mar 26, 2007
• Ubs Financial Services Inc.

  BD capacity
  Aug 5, 2005 → May 25, 2006
• Ubs Financial Services Inc.

  IA capacity
  Aug 5, 2005 → May 25, 2006
• Tower Square Securities, Inc.

  BD capacity
  Jul 20, 2004 → Jun 22, 2005
• Merrill Lynch Pierce Fenner & Smith Inc.

  IA capacity
  Mar 10, 2004 → Jul 9, 2004
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Dec 18, 2002 → Jul 9, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.