Charles R Miller

CRD 4584569 · T. Rowe Price Associates, Inc. · Yardley, PA

IA RegisteredBroker

Also appears in the source record as: Charles Raymond Miller Jr.; Cr Miller; Charles Raymond Miller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (13)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
Yardley, PA · IA capacity

Feb 6, 2026 → present
T. Rowe Price Investment Services, Inc.Current
Yardley, PA · BD capacity

Feb 6, 2026 → present
Templum Markets LLC
BD capacity

Sep 12, 2025 → Oct 31, 2025
Advisors Asset Management, Inc.
BD capacity

Oct 17, 2022 → Aug 12, 2025
Advisors Asset Management, Inc.
IA capacity

Oct 17, 2022 → Aug 12, 2025
Brinker Capital Securities, LLC
BD capacity

Feb 8, 2022 → Sep 1, 2022
Orion Portfolio Solutions, LLC
IA capacity

Feb 8, 2022 → Sep 1, 2022
Zacks Investment Management, Inc.
IA capacity

Nov 8, 2017 → Jan 7, 2022
Lbmz Securities, Inc.
BD capacity

Jul 19, 2017 → Jan 7, 2022
Foreside Fund Services, LLC
BD capacity

Dec 7, 2015 → Jun 30, 2017
Pacer Financial, Inc.
BD capacity

Dec 4, 2014 → Aug 17, 2015
Miller Tabak Roberts Securities, LLC
BD capacity

Oct 29, 2007 → Oct 14, 2009
Freimark Blair & Company, Inc.
BD capacity

May 11, 2007 → Oct 22, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4584569 ↗ FINRA BrokerCheck record for CRD 4584569 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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