Diana Josefina Orea

CRD 4589803 · Fidelity Brokerage Services LLC · Coral Gables, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (19): Arizona · California · Colorado · Florida · Georgia · Hawaii · Illinois · Massachusetts · Michigan · New Jersey · New Mexico · New York · North Carolina · Oregon · Puerto Rico · Rhode Island · South Carolina · Texas · Utah
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4589803 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
Doral, FL · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Coral Gables, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Coral Gables, FL · IA capacity

Jan 11, 2019 → Mar 31, 2025
Valic Financial Advisors, Inc.
Miami, FL · IA capacity

Oct 23, 2013 → Jan 10, 2019
Valic Financial Advisors, Inc.
Miami, FL · BC capacity

Jun 25, 2013 → Jan 10, 2019
Mml Investors Services, LLC
Coral Gables, FL · BC capacity

Jan 18, 2013 → Jun 25, 2013
Park Avenue Securities LLC
Miami, FL · BC capacity

Nov 6, 2007 → Apr 1, 2008
Northwestern Mutual Investment Services, LLC
Coral Gables, FL · BC capacity

Mar 31, 2003 → Mar 2, 2006
Continental Broker-Dealer Corp.
Carle Place, NY · BC capacity

Oct 10, 2002 → Feb 10, 2003

Source & corrections

Where this page comes from

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