Walter Patrick Guilfoyle

CRD 4592247 · Charles Schwab & Co., Inc. · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Walter P Guilfoyle; Walter Patrick Guilfoyle III; Walter Guilfoyle

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (3): Florida · Minnesota · South Carolina
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Orlando, FL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lithia, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Lithia, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
New York, NY · IA capacity

Jan 26, 2021 → Feb 28, 2023
J.P. Morgan Securities LLC
New York, NY · BC capacity

Sep 30, 2019 → Feb 28, 2023
Santander Securities LLC
Staten Island, NY · BC capacity

Sep 11, 2018 → Aug 23, 2019
Legend Securities, Inc.
New York, NY · BC capacity

Mar 5, 2015 → Oct 1, 2015
First Standard Financial Company LLC
Red Bank, NJ · BC capacity

Jan 7, 2015 → Mar 3, 2015
Brookstone Securities, Inc.
Staten Island, NY · BC capacity

Oct 9, 2009 → Jan 7, 2011
J.P. Turner & Company, L.L.C.
Staten Island, NY · BC capacity

Apr 7, 2008 → Oct 22, 2008
Chase Investment Services Corp.
South Brunswick, NJ · BC capacity

Jul 10, 2007 → Apr 14, 2008
Gunnallen Financial, Inc
Staten Island, NY · BC capacity

Sep 15, 2004 → Aug 2, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4592247 ↗ FINRA BrokerCheck record for CRD 4592247 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.