Brian David Wood

CRD 4594956 · Charles Schwab & Co., Inc. · Newport Beach, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 10Series 24Series 66
Registered states (7): California · Colorado · Florida · Hawaii · Nevada · New York · Utah
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Newport Beach, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Newport Beach, CA · BC capacity

start not retrieved → present
Morgan Stanley
Newport Beach, CA · IA capacity

Apr 11, 2018 → Mar 11, 2025
Morgan Stanley
Newport Beach, CA · BC capacity

Apr 10, 2018 → Mar 11, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Newport Beach, CA · IA capacity

Oct 23, 2009 → Apr 2, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Newport Beach, CA · BC capacity

Oct 23, 2009 → Apr 2, 2018
Banc Of America Investment Services, Inc.
Riverside, CA · IA capacity

Nov 17, 2005 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Riverside, CA · BC capacity

Nov 17, 2005 → Oct 23, 2009
Cuna Brokerage Services, Inc.
Huntington Beach, CA · IA capacity

Jun 23, 2004 → Sep 16, 2005
Cuna Brokerage Services, Inc.
Waverly, IA · BC capacity

Jun 23, 2004 → Sep 16, 2005
American Express Financial Advisors, Inc.
Irvine, CA · IA capacity

Jan 16, 2003 → Apr 30, 2004
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Nov 27, 2002 → Apr 30, 2004
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Nov 27, 2002 → Apr 30, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4594956 ↗ FINRA BrokerCheck record for CRD 4594956 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.