Jitendra Chandershaikher Mehta

CRD 4605761 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Jose, CA

IA RegisteredBroker

Also appears in the source record as: Jay Mehta; Jitendra C Mehta

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 31Series 7Series 65Series 63
Registered states (7): Arizona · California · Florida · Nevada · Oregon · Texas · Washington
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Jose, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Jose, CA · BC capacity

start not retrieved → present
Concert Wealth Management
San Jose, CA · IA capacity

Mar 31, 2014 → Sep 30, 2015
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
Mountain View, CA · IA capacity

May 15, 2012 → Feb 21, 2013
Bancwest Investment Services, Inc.
Mountain View, CA · BC capacity

May 15, 2012 → Feb 21, 2013
Ameriprise Financial Services, Inc.
Campbell, CA · IA capacity

Jan 26, 2011 → May 3, 2012
Ameriprise Financial Services, Inc.
Campbell, CA · BC capacity

Jan 26, 2011 → May 3, 2012
Nylife Securities LLC
New York, NY · BC capacity

Nov 16, 2009 → Jun 3, 2010
Charles Schwab & Co., Inc.
Cupertino, CA · BC capacity

Aug 26, 2005 → Jun 3, 2009
Charles Schwab & Co., Inc.
Cupertino, CA · IA capacity

Aug 17, 2005 → Jun 3, 2009
Morgan Stanley
San Jose, CA · IA capacity

May 4, 2004 → Jan 13, 2005
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jan 16, 2004 → Jan 13, 2005
Citicorp Investment Services
Long Island City, NY · BC capacity

Jul 24, 2003 → Dec 17, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4605761 ↗ FINRA BrokerCheck record for CRD 4605761 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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