John J Morris

CRD 4606650 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Nashville, TN

IA RegisteredBroker

Also appears in the source record as: Joseph Morris John; John J. Morris; John Joseph Morris

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 53Series 24Series 66Series 63
Registered states (11): Arkansas · California · Florida · Georgia · Louisiana · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Nashville, TN · IA capacity

May 27, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Nashville, TN · BC capacity

May 10, 2021 → present
J.P. Morgan Securities LLC
Nashville, TN · BC capacity

Jul 31, 2013 → May 19, 2021
Genspring Family Offices, LLC
Nashville, TN · IA capacity

Apr 15, 2008 → Jan 18, 2013
Suntrust Investment Services, Inc.
Nashville, TN · IA capacity

Jun 2, 2006 → Apr 8, 2008
Suntrust Investment Services, Inc.
Nashville, TN · BC capacity

Jun 2, 2006 → Apr 8, 2008
Banc Of America Investment Services, Inc.
Little Rock, AR · IA capacity

Jun 12, 2003 → Mar 13, 2006
Banc Of America Investment Services, Inc.
Little Rock, AR · BC capacity

Jan 14, 2003 → Mar 13, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4606650 ↗ FINRA BrokerCheck record for CRD 4606650 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.