Clayton Harvey Riddell

CRD 4609493 · Wells Fargo Advisors · Boulder, CO

IA RegisteredBroker

Also appears in the source record as: Clay Riddell; Clayton H Riddell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 65Series 63Series 66
Registered states (18): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Florida · Kansas · Massachusetts · Missouri · Nebraska · Nevada · New Mexico · Ohio · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Boulder, CO · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Boulder, CO · BC capacity

start not retrieved → present
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
Thornton, CO · IA capacity

Mar 24, 2015 → Jun 6, 2018
Bancwest Investment Services, Inc.
Thornton, CO · BC capacity

Jan 9, 2015 → Jun 6, 2018
Gwfs Equities, Inc.
Englewood, CO · BC capacity

Sep 2, 2014 → Jan 8, 2015
J.P. Morgan Institutional Investments Inc.
Englewood, CO · BC capacity

Oct 29, 2010 → Sep 2, 2014
J.P. Morgan Institutional Investments
Englewood, CO · IA capacity

Mar 3, 2011 → Dec 31, 2011
Park Avenue Securities LLC
Greenwood Village, CO · IA capacity

Sep 13, 2010 → Oct 18, 2010
Park Avenue Securities LLC
Greenwood Village, CO · BC capacity

Aug 23, 2010 → Oct 18, 2010
Amerivest Investment Management, LLC
Denver, CO · IA capacity

May 17, 2006 → Jul 9, 2009
Td Ameritrade, Inc.
Denver, CO · IA capacity

Dec 6, 2005 → Jul 9, 2009
Td Ameritrade, Inc.
Denver, CO · BC capacity

Dec 6, 2005 → Jul 9, 2009
Ubs Financial Services Inc.
Fort Collins, CO · IA capacity

Apr 18, 2005 → Sep 15, 2005
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Apr 18, 2005 → Sep 15, 2005
Waddell & Reed, Inc.
Ft. Collins, CO · IA capacity

Jan 2, 2003 → Apr 21, 2005
Waddell & Reed, Inc.
Overland Park, KS · BC capacity

Dec 4, 2002 → Apr 21, 2005

Source & corrections

Where this page comes from

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