Sammy C. Chang

CRD 4610373 · Wells Fargo Advisors · Henderson, NV

IA RegisteredBroker

Also appears in the source record as: Sammy C Chang; Sammy Chang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (16): Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Virginia
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4610373 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Henderson, NV · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Henderson, NV · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Las Vegas, NV · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Henderson, NV · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Henderson, NV · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Las Vegas, NV · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Henderson, NV · IA capacity

start not retrieved → present
Citigroup Global Markets Inc.
Las Vegas, NV · IA capacity

Sep 25, 2017 → Apr 18, 2024
Citigroup Global Markets Inc.
Las Vegas, NV · BC capacity

Sep 19, 2017 → Apr 18, 2024
Capital One Advisors, LLC
New York, NY · IA capacity

Jan 17, 2017 → Sep 25, 2017
Capital One Investing, LLC
New York, NY · BC capacity

Jan 12, 2017 → Sep 25, 2017
Hsbc Securities (USA) Inc.
New York, NY · IA capacity

Dec 16, 2015 → Feb 3, 2017
Hsbc Securities (USA) Inc.
New York, NY · BC capacity

Dec 16, 2015 → Feb 3, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · IA capacity

Jul 3, 2012 → Dec 7, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Jul 2, 2012 → Dec 7, 2015
Chase Investment Services Corp.
New York, NY · IA capacity

Sep 16, 2010 → Jun 25, 2012
Chase Investment Services Corp.
New York, NY · BC capacity

May 2, 2009 → Jun 25, 2012
Wamu Investments, Inc.
New York, NY · BC capacity

Jan 29, 2009 → May 2, 2009
Citicorp Investment Services
Long Island City, NY · BC capacity

Nov 27, 2002 → Dec 5, 2003

Source & corrections

Where this page comes from

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