Mark Sauceda

CRD 4612892 · Fidelity Brokerage Services LLC · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Mark David Sauceda

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (22): Arkansas · California · Connecticut · Delaware · District Of Columbia · Florida · Idaho · Kentucky · Louisiana · Maryland · Massachusetts · Mississippi · Nevada · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (18)

From the source registration record · current first

Strategic Advisers LLCCurrent
Fair Lawn, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Fair Lawn, NJ · BD capacity

Feb 21, 2023 → present
Fidelity Brokerage Services LLCCurrent
Paramus, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Feb 23, 2023 → Mar 31, 2025
Vanguard Advisers, Inc.
IA capacity

Oct 30, 2019 → Sep 9, 2022
Vanguard Marketing Corporation
BD capacity

Oct 29, 2019 → Sep 9, 2022
Advice And Planning Services
IA capacity

Aug 2, 2012 → Sep 16, 2019
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Jan 20, 2011 → Sep 16, 2019
Td Ameritrade, Inc.
BD capacity

Jul 21, 2010 → Nov 12, 2010
Td Ameritrade, Inc.
IA capacity

Jul 21, 2010 → Nov 12, 2010
Amerivest Investment Management, LLC
IA capacity

Jul 21, 2010 → Nov 12, 2010
Strategic Advisers, Inc.
IA capacity

Apr 6, 2005 → Jul 7, 2010
Fidelity Brokerage Services LLC
BD capacity

Apr 6, 2005 → Jul 6, 2010
Chase Investment Services Corp.
BD capacity

Oct 25, 2004 → Dec 14, 2004
Chase Investment Services Corp.
IA capacity

Oct 25, 2004 → Dec 14, 2004
Morgan Stanley
IA capacity

Jan 29, 2004 → Sep 8, 2004
Morgan Stanley Dw Inc.
BD capacity

Nov 21, 2003 → Sep 8, 2004
Edward Jones
BD capacity

Jan 29, 2003 → Jun 2, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4612892 ↗ FINRA BrokerCheck record for CRD 4612892 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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