Ian Thomas Glassford

CRD 4615053 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Colorado Springs, CO

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (10): Alabama · Arizona · California · Colorado · Florida · Michigan · New Mexico · Oregon · Texas · Virginia
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4615053 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Colorado Springs, CO · IA capacity

Jun 15, 2020 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Colorado Springs, CO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
IA capacity

Apr 21, 2014 → Jun 22, 2020
Wells Fargo Clearing Services, LLC
BD capacity

Apr 17, 2014 → Jun 22, 2020
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2008 → Apr 9, 2014
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2008 → May 15, 2012
J. P. Morgan Securities Inc.
IA capacity

May 10, 2007 → Oct 1, 2008
J.P. Morgan Securities Inc.
BD capacity

Jan 22, 2007 → Oct 1, 2008
Mcdonald Investments Inc.
BD capacity

Jan 15, 2003 → Feb 2, 2007

Source & corrections

Where this page comes from

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