Samuel Mattson

CRD 4623823 · Wells Fargo Advisors · Vancouver, WA

IA RegisteredBroker

Also appears in the source record as: Samuel E Mattson; Samuel Everett Mattson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 24Series 66Series 63
Registered states (29): Alaska · Arizona · Arkansas · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Louisiana · Maryland · Massachusetts · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Vancouver, WA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Vancouver, WA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Vancouver, WA · IA capacity

Sep 16, 2020 → May 31, 2026
J.P. Morgan Securities LLC
Vancouver, WA · BC capacity

Sep 16, 2020 → May 31, 2026
E*trade Capital Management, LLC
Portland, OR · IA capacity

Oct 14, 2019 → Sep 11, 2020
E*trade Securities LLC
Portland, OR · BC capacity

Oct 4, 2019 → Sep 11, 2020
Principal Securities, Inc.
Lake Oswego, OR · IA capacity

Aug 23, 2019 → Sep 30, 2019
Principal Securities, Inc.
Lake Oswego, OR · BC capacity

Aug 16, 2019 → Sep 30, 2019
Fisher Investments
Camas, WA · IA capacity

Apr 24, 2018 → May 31, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Everett, WA · IA capacity

Sep 6, 2012 → Apr 3, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Everett, WA · BC capacity

Aug 30, 2012 → Apr 3, 2018
Morgan Stanley Smith Barney LLC
New York, NY · IA capacity

Mar 23, 2010 → Aug 26, 2011
Morgan Stanley Smith Barney
New York, NY · BC capacity

Mar 23, 2010 → Aug 26, 2011
Ubs Financial Services Inc.
New York, NY · BC capacity

Nov 19, 2008 → Mar 3, 2010
Morgan Stanley & Co. Incorporated
New York, NY · IA capacity

May 22, 2008 → Nov 20, 2008
Morgan Stanley & Co. Incorporated
New York, NY · BC capacity

Dec 4, 2007 → Nov 20, 2008
Td Ameritrade, Inc.
Fort Worth, TX · BC capacity

Jan 11, 2005 → Jun 22, 2007
National Securities Corporation
Boca Raton, FL · BC capacity

Jun 27, 2003 → Apr 8, 2004
Fordham Financial Management, Inc.
New York, NY · BC capacity

Jan 20, 2003 → Apr 23, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4623823 ↗ FINRA BrokerCheck record for CRD 4623823 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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