Guillermo Arturo Arenas

CRD 4625361 · Charles Schwab & Co., Inc. · Plantation, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (6): Colorado · Florida · Georgia · New York · Oregon · Texas
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Plantation, FL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Plantation, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Plantation, FL · IA capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Coral Gables, FL · IA capacity

May 19, 2022 → Oct 25, 2024
Fidelity Brokerage Services LLC
Coral Gables, FL · BC capacity

May 10, 2022 → Oct 25, 2024
Cetera Investment Advisers LLC
Miami, FL · IA capacity

Nov 19, 2019 → Apr 29, 2022
Cetera Investment Services LLC
Miami, FL · BC capacity

Nov 15, 2019 → Apr 29, 2022
Citigroup Global Markets Inc.
Miami, FL · IA capacity

May 29, 2007 → May 17, 2019
Citigroup Global Markets Inc.
Miami, FL · BC capacity

May 29, 2007 → May 17, 2019
Citicorp Investment Services
Miami, FL · IA capacity

Jul 8, 2005 → May 29, 2007
Citicorp Investment Services
Miami, FL · BC capacity

Feb 27, 2004 → May 29, 2007
American Express Financial Advisors, Inc.
Plantation, FL · IA capacity

Apr 10, 2003 → Mar 1, 2004
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Mar 19, 2003 → Mar 1, 2004
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Mar 19, 2003 → Mar 1, 2004

Source & corrections

Where this page comes from

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