Cynthia M Jones

CRD 4627991 · Charles Schwab & Co., Inc. · Garden City, NY

IA RegisteredBroker

Also appears in the source record as: Cynthia Monique Jones; Cynthia Monique Jones-Moore

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (13): Arizona · California · Colorado · Connecticut · Florida · Hawaii · Massachusetts · Michigan · New Jersey · New York · North Carolina · Pennsylvania · Texas
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Garden City, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Garden City, NY · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Garden City, NY · BC capacity

Sep 4, 2018 → May 11, 2024
Td Ameritrade Investment Management, LLC
Garden City, NY · IA capacity

Sep 4, 2018 → Sep 7, 2023
Td Ameritrade, Inc.
Garden City, NY · IA capacity

Sep 4, 2018 → Oct 14, 2022
Communityamerica Financial Solutions, LLC
New York, NY · BC capacity

Apr 30, 2018 → Aug 2, 2018
Raymond James Financial Services Advisors, Inc
New York, NY · IA capacity

Nov 14, 2017 → May 1, 2018
Raymond James Financial Services, Inc.
New York, NY · BC capacity

Sep 6, 2016 → May 1, 2018
David Lerner Associates, Inc.
Syosset, NY · BC capacity

Aug 24, 2015 → Apr 12, 2016
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Mar 20, 2003 → May 27, 2003
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Mar 20, 2003 → May 27, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4627991 ↗ FINRA BrokerCheck record for CRD 4627991 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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