Colin James Boddicker
Also appears in the source record as: Colin J. Boddicker
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66Series 99TOSIESeries 7
- Registered states (25)
- Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Iowa · Kansas · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · Nevada · New Hampshire · New York · North Carolina · Oklahoma · Pennsylvania · South Dakota · Texas · Utah · Virginia · Washington
- Years in the industry (source record)
- 23
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (17)
From the source registration record · current first
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Feb 18, 2022 → present
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Texas Capital Bank Private Wealth AdvisorsIA capacityJan 4, 2019 → Feb 24, 2022
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Kingswood Capital Partners, LLCBD capacityJan 2, 2019 → Feb 23, 2022
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Raymond James Financial Services Advisors, IncIA capacityAug 17, 2016 → Dec 31, 2018
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Raymond James Financial Services, Inc.BD capacityAug 8, 2016 → Dec 31, 2018
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Sendero Securities, LLCBD capacityJul 2, 2013 → Apr 24, 2015
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Sendero Wealth Management, LLCIA capacityJul 2, 2013 → Apr 24, 2015
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Argentus Advisors, LLCIA capacityOct 20, 2011 → Jun 14, 2013
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Argentus Securities, LLCBD capacityJun 1, 2009 → Jun 14, 2013
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Oakview Capital Management, L.P.IA capacityMay 6, 2009 → Nov 1, 2011
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Sws Financial ServicesBD capacityJan 13, 2006 → May 31, 2007
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Sws Financial ServicesIA capacityJan 13, 2006 → May 31, 2007
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Gunnallen Financial, IncBD capacityJul 14, 2005 → Nov 1, 2005
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Gunnallen Financial, IncIA capacityJul 14, 2005 → Nov 1, 2005
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Metlife Securities Inc.IA capacityJul 2, 2003 → Jul 21, 2005
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Metropolitan Life Insurance CompanyBD capacityMay 12, 2003 → Jul 21, 2005
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Metlife Securities Inc.BD capacityMay 12, 2003 → Jul 21, 2005
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.