Jim Richard Netzband, Jr.

CRD 4635823 · Fidelity Brokerage Services LLC · Durham, NC

IA RegisteredBroker

Also appears in the source record as: Jim Richard Netzband; Jim Netzband; Jimmy Netzband; Jim R Netzband; Jim Richard Netzband Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 6TOSeries 7TOSIESeries 7Series 6Series 10Series 9Series 26Series 51Series 63Series 66
Registered states (5): Massachusetts · North Carolina · Texas · Utah · Washington
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Clayton, NC · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Durham, NC · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Durham, NC · IA capacity

Sep 6, 2023 → Mar 31, 2025
Valic Financial Advisors, Inc.
Columbia, SC · IA capacity

Aug 1, 2017 → Aug 6, 2020
Valic Financial Advisors, Inc.
Columbia, SC · BC capacity

Jun 12, 2017 → Aug 6, 2020
Allstate Financial Services, LLC
Mooresville, NC · BC capacity

Jan 8, 2016 → Apr 6, 2016
Sagepoint Financial, Inc.
Augusta, GA · BC capacity

Dec 19, 2014 → Aug 28, 2015
Fbl Marketing Services, LLC
Eagan, MN · BC capacity

May 14, 2014 → Jun 19, 2014
Farmers Financial Solutions, LLC
Columbus, OH · BC capacity

Mar 24, 2010 → Feb 6, 2013
Wells Fargo Investments, LLC
Bainbridge Island, WA · IA capacity

Jan 3, 2006 → Aug 20, 2007
Wells Fargo Investments, LLC
Bainbridge Island, WA · BC capacity

Sep 22, 2005 → Aug 20, 2007
Mcdonald Investments Inc.
Cleveland, OH · BC capacity

Jan 30, 2004 → Jul 13, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4635823 ↗ FINRA BrokerCheck record for CRD 4635823 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.