Nicholas J. Thomas

CRD 4636667 · J.P. Morgan Securities LLC · Fort Gratiot, MI

IA RegisteredBroker

Also appears in the source record as: Nicholas Jay Thomas; Nick Thomas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (24): Alabama · Arizona · California · Colorado · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Massachusetts · Michigan · Mississippi · Missouri · Nevada · New Mexico · North Carolina · Ohio · South Carolina · Tennessee · Texas · Utah · Virginia · Wisconsin
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Fort Gratiot, MI · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Fort Gratiot, MI · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Port Huron, MI · IA capacity

Nov 9, 2011 → Oct 1, 2012
Chase Investment Services Corp.
Port Huron, MI · BC capacity

Nov 4, 2011 → Oct 1, 2012
Fifth Third Securities, Inc.
Clarkston, MI · IA capacity

Oct 20, 2010 → Nov 3, 2011
Fifth Third Securities, Inc.
Clarkston, MI · BC capacity

Oct 8, 2010 → Nov 3, 2011
Lpl Financial Corporation
Flint, MI · IA capacity

Jun 24, 2010 → Oct 19, 2010
Lpl Financial Corporation
Flint, MI · BC capacity

Mar 4, 2008 → Oct 19, 2010
Ifmg Securities, Inc.
Flint, MI · BC capacity

Mar 24, 2006 → Mar 4, 2008
Natcity Investments, Inc.
Clio, MI · BC capacity

Dec 3, 2004 → Mar 15, 2006
Waddell & Reed, Inc.
Overland Park, KS · BC capacity

Jun 12, 2003 → Nov 19, 2004

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4636667 ↗ FINRA BrokerCheck record for CRD 4636667 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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